Clare M. Rowshed

Clare M. Rowshed

Chief Compliance Officer

Phone: 513-579-9400
Fax: 513-579-9444
E-mail:

As Chief Compliance Officer, Clare’s primary responsibility is oversight of John D. Dovich & Associates, LLC’s Compliance Program. Clare provides employees with regulatory requirements pertaining to the laws, rules, and policies governing investment advisor activities. She keeps abreast of the latest regulations ensuring that John D. Dovich & Associates, LLC and employees of the firm are acting in a manner consistent with the highest legal and ethical standards.
 
Clare also acts as Director of Investment Operations. In this role, she administers and applies efficient policies and procedures as they relate to the daily tasks of the investment operation. Preparing account paperwork, facilitating transfers, trading and client servicing are incorporated into her daily routine.
 
Clare’s professional background encompasses over twenty six years in the Financial Services Industry. She received her Bachelor of Arts Degree from the College of Mount Saint Joseph in 1989, graduating summa cum laude. In 2003 she obtained her General Securities Representative (Series 7) and General Securities Principal (Series 24) FINRA licenses. Clare is a General Securities Registered Principal with NFP Securities, Inc.
 
While traveling is a favorite pastime, Clare is proud to have always called Cincinnati “home.”